Hiroyuki Nishikawa

西川博之
CE No. AED144 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroyuki Nishikawa (西川博之), a licensed former licensee with CE reference AED144. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 1 — Dealing in securities 2005-04-25 2005-12-28
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 2 — Dealing in futures contracts 2005-04-25 2005-12-28
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 4 — Advising on securities 2005-04-25 2005-12-28
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 6 — Advising on corporate finance 2005-04-25 2005-12-28
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2004-12-02 2005-04-25
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities present 2005-04-25
Nomura Futures (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts present 2004-12-02
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities present 2005-04-25
Nomura Futures (Hong Kong) Limited Rep Type 5 — Advising on futures contracts present 2004-11-18
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 — Advising on corporate finance present 2005-04-25
Nomura Futures (Hong Kong) Limited Rep Type 9 — Asset management present 2004-11-18
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 9 — Asset management present 2004-11-18

Related