Vincent Wing Sum Ng
吳永森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wing Sum Ng (吳永森), a licensed former licensee with CE reference AOS102. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-16 | 2023-07-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-07-16 | 2023-07-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-23 | 2018-07-16 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-20 | 2010-04-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-07-26 | 2010-04-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-03-15 | 2007-07-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-03-15 | 2007-07-07 |