Tetsuhiro Nishi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tetsuhiro Nishi ( ), a licensed former licensee with CE reference AUV963. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-08 | 2024-08-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-08-08 | 2024-08-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-08-08 | 2024-08-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-08-08 | 2024-08-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-15 | 2018-08-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-15 | 2018-08-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-15 | 2018-08-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-08-15 | 2018-08-08 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-16 | 2017-08-14 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 4 — Advising on securities | 2015-09-16 | 2017-08-14 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 7 — Providing automated trading services | 2015-09-16 | 2017-08-14 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-03 | 2015-09-16 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-03 | 2015-09-16 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-08-03 | 2015-09-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-08 | 2010-03-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-08 | 2010-03-11 |