Sandeep Aggarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandeep Aggarwal ( ), a licensed former licensee with CE reference ASY696. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-25 | 2019-09-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-04-25 | 2019-09-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-01 | 2013-04-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-01 | 2013-04-25 |