Toru Sasai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toru Sasai ( ), a licensed former licensee with CE reference AIU755. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-09 | 2010-12-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-06 | 2010-12-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-30 | 2010-12-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-05-30 | 2005-05-09 |