Christian John Howe

CE No. AQN996 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christian John Howe, a licensed Representative with CE reference AQN996. Currently licensed at 1 firm(s): BFAM Partners (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 17.

Licence history

FirmRoleRegulated activityFromTo
BFAM Partners (Hong Kong) Limited Rep Type 9 — Asset management 2026-01-12 present
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 1 — Dealing in securities 2017-12-08 2023-12-22
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 2 — Dealing in futures contracts 2017-12-08 2023-12-22
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 4 — Advising on securities 2017-12-08 2023-12-22
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 1 — Dealing in securities 2017-09-25 2018-04-09
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 — Dealing in securities 2017-09-25 2017-12-08
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2017-09-25 2017-12-08
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 4 — Advising on securities 2017-09-25 2018-04-09
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 — Advising on securities 2017-09-25 2017-12-08
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 — Advising on corporate finance 2013-02-04 2017-06-19
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 1 — Dealing in securities 2013-02-04 2017-06-19
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 2 — Dealing in futures contracts 2013-02-04 2017-06-19
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 4 — Advising on securities 2013-02-04 2017-06-19
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2008-10-10 2013-02-04
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-10-10 2013-02-04
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2008-02-28 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 — Dealing in futures contracts 2008-02-28 2008-09-29

Related