Pei Shen Chou
周沛生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei Shen Chou (周沛生), a licensed former licensee with CE reference BJB366. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-02 | 2026-03-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-02-02 | 2026-03-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-02-02 | 2026-03-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-23 | 2023-02-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-23 | 2023-02-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-01-23 | 2023-02-02 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2017-02-10 | 2019-10-24 |