Manish Hasmukh Ghia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manish Hasmukh Ghia, a licensed Responsible Officer with CE reference AJL427. Currently licensed at 1 firm(s): Y2 Capital Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Y2 Capital Partners Limited 奕圖資本有限公司 |
RO | Type 4 — Advising on securities | 2022-05-03 | present |
| Y2 Capital Partners Limited 奕圖資本有限公司 |
RO | Type 9 — Asset management | 2022-05-03 | present |
| Y2 Capital Partners Limited 奕圖資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-22 | 2022-05-03 |
| Y2 Capital Partners Limited 奕圖資本有限公司 |
Rep | Type 9 — Asset management | 2022-02-22 | 2022-05-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-13 | 2021-07-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-11-13 | 2021-07-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-10 | 2019-11-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-10 | 2019-11-13 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2015-08-18 | 2018-09-06 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2015-08-18 | 2018-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2018-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-04-16 | 2015-08-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-04-16 | 2015-08-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-04-16 | 2010-08-20 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-15 | 2007-03-19 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-09 | 2007-03-19 |