Michael Man Yat Chiu
趙文逸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Man Yat Chiu (趙文逸), a licensed Responsible Officer with CE reference AMF026. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2019-02-21 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 — Advising on corporate finance | 2019-02-21 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2018-10-15 | 2019-02-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2018-10-15 | 2019-02-21 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2015-12-11 | 2018-07-03 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2015-12-11 | 2018-07-03 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2015-12-11 | 2018-07-03 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2015-12-11 | 2018-07-03 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2015-12-11 | 2018-07-03 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2015-12-11 | 2018-07-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-04-07 | 2015-12-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-04-07 | 2015-12-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-04-07 | 2015-12-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2014-04-07 | 2015-12-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2014-04-07 | 2015-12-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2014-04-07 | 2015-12-11 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2013-09-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-06 | 2008-12-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-06 | 2008-12-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-06 | 2008-12-10 |