Anthony Miles Davies
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Miles Davies ( ), a licensed former licensee with CE reference AAV788. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-02 | 2023-10-06 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 — Advising on securities | 2016-12-02 | 2023-10-06 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-29 | 2016-12-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-29 | 2016-12-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-16 | 2009-02-27 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2005-05-27 | 2009-02-27 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2005-05-27 | 2009-02-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2003-10-23 | 2005-05-27 |