Peter Konrad Guenthardt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Konrad Guenthardt, a licensed Responsible Officer with CE reference BEG331. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2020-02-18 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2020-02-18 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2020-02-18 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2020-02-18 | 2025-01-15 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2020-02-18 | 2025-01-15 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2020-02-18 | 2025-01-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2017-01-27 | 2020-02-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2017-01-27 | 2020-02-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2017-01-27 | 2020-02-18 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2017-01-27 | 2020-02-18 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2016-02-25 | 2017-01-27 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2016-02-25 | 2017-01-27 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2016-02-25 | 2017-01-27 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2016-02-25 | 2017-01-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-10-03 | 2016-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-10-03 | 2016-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-10-03 | 2016-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2014-10-03 | 2016-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2014-10-03 | 2020-02-18 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2014-10-03 | 2020-02-18 |