Vincent Wai Sun Lien
連維新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wai Sun Lien (連維新), a licensed former licensee with CE reference AMM448. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2020-02-04 | 2025-06-19 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2020-02-04 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2020-02-04 | 2025-06-19 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2020-02-04 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2020-02-04 | 2025-06-19 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2020-02-04 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2019-08-12 | 2020-02-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2019-08-12 | 2020-02-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2019-07-22 | 2020-02-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2019-07-22 | 2020-02-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2019-07-22 | 2020-02-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2019-07-22 | 2020-02-04 |
| Willis Towers Watson Securities (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2016-04-26 | 2019-06-17 |
| Willis Towers Watson Securities (Hong Kong) Limited |
RO | Type 6 — Advising on corporate finance | 2016-04-26 | 2019-06-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2016-02-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-09-23 | 2009-10-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-09-23 | 2009-10-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-09-23 | 2009-10-06 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-09-23 | 2009-10-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-09-23 | 2009-10-06 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-09-23 | 2009-10-06 |