Mark Kwok Fei Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Kwok Fei Chung ( ), a licensed former licensee with CE reference ANG436. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2018-08-21 | 2020-11-27 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2018-08-21 | 2020-11-27 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2018-08-21 | 2020-11-27 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2018-08-21 | 2020-11-27 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2018-08-21 | 2020-11-27 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2018-08-21 | 2020-11-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-02-27 | 2018-08-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-02-27 | 2018-08-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-02-27 | 2018-08-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-02-27 | 2018-08-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-02-27 | 2018-08-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-02-27 | 2018-08-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-04-04 | 2007-01-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-04-04 | 2007-01-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-04-04 | 2007-01-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2006-04-04 | 2007-01-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2006-04-04 | 2007-01-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2006-04-04 | 2007-01-08 |