Esther Shuk Gee Ho
何淑姿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Esther Shuk Gee Ho (何淑姿), a licensed former licensee with CE reference AIC021. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-02-26 | 2023-05-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2012-02-14 | 2017-03-15 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2012-02-14 | 2017-03-15 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2012-02-14 | 2017-03-15 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2012-02-14 | 2017-03-15 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2012-02-14 | 2017-03-15 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2012-02-14 | 2017-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-04-24 | 2012-02-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-04-24 | 2012-02-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-04-24 | 2012-02-14 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-04-24 | 2012-02-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-04-24 | 2012-02-14 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-04-24 | 2012-02-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-14 | 2007-03-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-02 | 2007-03-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-02 | 2007-03-14 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-26 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-26 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-20 |