Wen- I Phoebe Chang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen- I Phoebe Chang ( ), a licensed former licensee with CE reference BAX300. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2024-04-19 | 2024-07-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2024-04-19 | 2024-07-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2024-04-19 | 2024-07-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2020-04-23 | 2024-04-19 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2020-04-23 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2020-04-23 | 2024-04-19 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2020-04-23 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2020-04-23 | 2024-04-19 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2020-04-23 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-09-18 | 2020-04-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-09-18 | 2020-04-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-09-18 | 2020-04-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2015-09-18 | 2020-04-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2015-09-18 | 2020-04-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2015-09-18 | 2020-04-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-03-01 | 2013-06-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-03-01 | 2013-06-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-03-01 | 2013-06-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2013-03-01 | 2013-06-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2013-03-01 | 2013-06-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2013-03-01 | 2013-06-01 |