Paul Masi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Masi ( ), a licensed former licensee with CE reference AJF788. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-11-01 | 2009-09-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-11-01 | 2009-09-24 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-11-01 | 2009-09-24 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2005-05-27 | 2006-11-01 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2004-01-16 | 2006-11-01 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2004-01-16 | 2006-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2003-11-06 | 2004-01-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2003-11-06 | 2004-01-16 |