Devesh Bharat Ashra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Devesh Bharat Ashra ( ), a licensed former licensee with CE reference AVI590. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2018-03-01 | 2020-01-17 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2018-03-01 | 2020-01-17 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2013-11-20 | 2020-01-17 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2013-11-20 | 2020-01-17 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2013-11-20 | 2020-01-17 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2013-11-20 | 2020-01-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-06-17 | 2013-11-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-06-17 | 2013-11-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-06-17 | 2013-11-20 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2013-06-17 | 2013-11-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2013-06-17 | 2018-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2013-06-17 | 2018-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-15 | 2013-03-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-15 | 2013-03-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-15 | 2012-07-10 |