Min (SFC:ANK574) Chen
陳敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min (SFC:ANK574) Chen (陳敏), a licensed former licensee with CE reference ANK574. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2011-10-26 | 2014-03-11 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2011-10-26 | 2014-03-11 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2011-10-26 | 2014-03-11 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2011-10-26 | 2014-03-11 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2011-10-26 | 2014-03-11 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2011-10-26 | 2014-03-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-05-29 | 2011-10-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-05-29 | 2011-10-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-05-29 | 2011-10-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2006-05-29 | 2011-10-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2006-05-29 | 2011-10-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2006-05-29 | 2011-10-26 |