Matthew Howard Basler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Howard Basler, a licensed Responsible Officer with CE reference BPY590. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2020-10-23 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2020-10-23 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2020-10-23 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2020-10-23 | 2025-01-15 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2020-10-23 | 2025-01-15 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2020-10-23 | 2025-01-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-08-21 | 2020-10-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2020-08-21 | 2020-10-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2020-08-21 | 2020-10-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2020-08-21 | 2020-10-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2020-08-21 | 2020-10-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2020-08-21 | 2020-10-23 |