Xiao Hu
胡曉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Hu (胡曉), a licensed Responsible Officer with CE reference ARM291. Currently licensed at 1 firm(s): FirstLight Capital HK Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FirstLight Capital HK Limited 晨壹投資管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2025-12-10 | present |
| FirstLight Capital HK Limited 晨壹投資管理（香港）有限公司 |
RO | Type 9 — Asset management | 2025-12-10 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2015-11-03 | 2017-03-03 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2015-11-03 | 2017-03-03 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2015-11-03 | 2017-03-03 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2015-11-03 | 2017-03-03 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2015-11-03 | 2017-03-03 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2015-11-03 | 2017-03-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-07-30 | 2015-11-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2012-07-30 | 2015-11-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2012-07-30 | 2015-11-03 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2012-07-30 | 2015-11-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-30 | 2015-11-03 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-30 | 2015-11-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-11 | 2012-06-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2008-08-11 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-11 | 2012-06-22 |