Ralph Gregory David
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ralph Gregory David, a licensed Responsible Officer with CE reference ATF071. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2026-02-06 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2017-08-04 | present |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2017-08-04 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-08-11 | 2026-02-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-08-11 | 2017-08-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-08-11 | 2017-08-04 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-13 | 2014-04-26 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-13 | 2014-04-26 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-07-13 | 2014-04-26 |