Lorenzo Giuseppe Lucido
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lorenzo Giuseppe Lucido, a licensed Responsible Officer with CE reference APZ506. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2022-04-06 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2022-04-06 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2021-05-24 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-05-24 | 2022-04-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-05-24 | 2022-04-06 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-11 | 2021-02-20 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2021-02-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2016-03-10 | 2021-02-20 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-10 | 2016-10-10 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-10 | 2016-10-10 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2014-06-05 | 2016-02-19 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-15 | 2013-03-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-19 | 2013-03-14 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-02 | 2011-12-30 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-13 | 2011-12-30 |