Yijun Guo
郭一君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yijun Guo (郭一君), a licensed Representative with CE reference ARI927. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2022-08-09 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2019-07-04 | 2020-04-01 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2019-07-04 | 2020-04-01 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2019-07-04 | 2020-04-01 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2019-07-04 | 2020-04-01 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2019-07-04 | 2020-04-01 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2019-07-04 | 2020-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-10-16 | 2019-07-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-10-16 | 2019-07-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-10-16 | 2019-07-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2015-10-16 | 2019-07-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2015-10-16 | 2019-07-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2015-10-16 | 2019-07-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-08 | 2015-07-17 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-08 | 2015-07-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-23 | 2011-06-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-07-23 | 2011-06-07 |