Francis Chang Yu Chan
陳暢餘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Chang Yu Chan (陳暢餘), a licensed former licensee with CE reference AAC170. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-03-29 | 2008-09-13 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-03-29 | 2008-09-13 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | present | 2005-03-29 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | present | 2005-03-29 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | present | 2005-03-29 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | present | 2005-03-29 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | present | 2005-03-29 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | present | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | present | 2005-03-29 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | present | 2005-03-29 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 7 — Providing automated trading services | present | 2005-03-29 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | present | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 9 — Asset management | present | 2005-01-25 |
| Merrill Lynch Far East Limited | RO | Type 9 — Asset management | present | 2005-01-25 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2005-01-25 |