Kim Guan Teo
張金源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Guan Teo (張金源), a licensed Responsible Officer with CE reference ANX459. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-17 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-01-17 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-01-17 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-01-17 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-10-07 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-02 | 2025-01-17 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-08-02 | 2025-01-17 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-20 | 2023-12-31 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-20 | 2023-12-31 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-11-20 | 2023-12-31 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-13 | 2018-11-20 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-13 | 2018-11-20 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-06 | 2018-02-01 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-06 | 2018-02-01 |
| HSBC Structured Funds (Asia) Limited | RO | Type 4 — Advising on securities | 2008-08-08 | 2014-09-01 |
| HSBC Structured Funds (Asia) Limited | RO | Type 9 — Asset management | 2008-08-08 | 2014-09-01 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 — Advising on securities | 2006-09-07 | 2008-08-08 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 — Asset management | 2006-09-07 | 2007-07-01 |