Terry Kwong Hang Fok
霍廣行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terry Kwong Hang Fok (霍廣行), a licensed former licensee with CE reference AAD829. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T & F Equities Limited | RO | Type 1 — Dealing in securities | 2018-01-29 | 2022-09-23 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-03 | 2018-01-27 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-29 | 2016-10-03 |
| T & F Equities Limited | RO | Type 1 — Dealing in securities | 2012-12-11 | 2016-04-15 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-30 | 2012-12-10 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-26 | 2011-06-30 |
| T & F Equities Limited | RO | Type 1 — Dealing in securities | 2005-11-23 | 2011-05-25 |
| T & F Research Limited | RO | Type 4 — Advising on securities | present | 2006-03-31 |