Yi Ting Yang
楊逸庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Ting Yang (楊逸庭), a licensed Responsible Officer with CE reference BFX052. Currently licensed at 2 firm(s): Yuanta Futures (HK) Co., Limited, Yuanta Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-03 | present |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-10-03 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-25 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-28 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-10-28 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-29 | 2018-07-25 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-09-29 | 2016-10-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-19 | 2016-10-28 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-19 | 2016-10-28 |