Yuanta Futures (HK) Co., Limited

元大期貨(香港)有限公司

CE No. AXQ690 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanta Futures (HK) Co., Limited (元大期貨(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AXQ690. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 12 (total recorded over time: 57). Earliest licence on file: 2012-02-24.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →

Registered address

23/F, Tower 1, Admiralty Centre, 18 Harcourt Road, Admiralty

Licence history

Activity	From	To
Type 1 — Dealing in securities	2019-10-03	present
Type 2 — Dealing in futures contracts	2012-02-24	present
Type 4 — Advising on securities	2019-10-03	present
Type 5 — Advising on futures contracts	2012-02-24	present
Type 9 — Asset management	2021-08-03	present

Licensed staff (all-time) (57)
Active on date

1 Dealing in securities 2 Dealing in futures contracts 4 Advising on securities 5 Advising on futures contracts 9 Asset management

RO only

Name	Activities	First licensed	To
Chih Chen 陳至	RO 2, 5	2012-10	2013-10
Chun Hung Chen 陳鈞閎	RO 2, 5 Rep 2, 5	2015-12	2019-07
Tomo-Hito Cheung 張智仁	RO 2, 5 Rep 2, 5	2017-02	2018-01
Wei-Yuan Chiang 江偉源	RO 2, 5	2012-02	2013-06
Chin-Feng Chiu 邱金鳳	RO 2, 5	2013-05	2017-04
Yeh-Hung Chou 周彥宏	RO 2, 5 Rep 2	2013-07	2015-08
Fu Chi Hsieh 謝富琪	RO 1, 2, 4, 5, 9 Rep 2, 5	2018-06	Present
Chun-Hsing Jen 任俊行	RO 1, 2, 4, 5, 9	2017-11	Present
Cheng Chung Liang 梁正中	RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 9	2023-10	2025-10
Hsiu-Hui Lin 林秀惠	RO 2, 5	2012-02	2013-04
Ying Cheng Lin 林盈成	RO 9 Rep 1	2019-11	2022-02
Pu Chun Liu 劉蒲駿	RO 2, 5 Rep 2, 5	2017-12	Present
Yi Cheng Su 蘇宜政	RO 9 Rep 2	2022-02	Present
Siu Shun Wan 溫紹迅	RO 1, 4	2019-10	2021-11
Tsung Hsien Wen 溫宗憲	RO 1, 9	2022-02	2026-02
Yi Ting Yang 楊逸庭	RO 1, 4	2019-10	Present
Sai Keung Chan 陳世強	Rep 2	2022-01	2024-07
Chi (SFC:BTJ976) Chen 陳遲	Rep 2	2023-03	2026-02
Hsiao Ju Chen 陳筱汝	Rep 2	2013-07	2014-08
de Cheng 程德	Rep 2	2018-08	2019-02
Tinglong Cheng 程庭龍	Rep 2	2019-10	2019-10
Yu Yeung Cheng 鄭峪洋	Rep 1, 2	2020-01	Present
Chin Chung Choi 蔡展聰	Rep 2	2019-06	2021-02
King Cheuk Chung 鍾景卓	Rep 2, 5	2019-07	2020-02
Dahu Du 杜大虎	Rep 2	2021-08	2024-06
Shu Wing Fong 方樹榮	Rep 1, 2	2018-01	Present
Yuqi Gan 甘鈺琪	Rep 2	2022-10	2024-04
Sheung Yin Ho 何尚燃	Rep 1, 2	2023-10	2024-04
Jiahao (SFC:BVL146) Hu 胡佳豪	Rep 1, 2	2024-10	Present
Ping-Ho Huang 黃炳和	Rep 2, 5	2013-02	2013-05
Wang Wai Kwok 郭宏偉	Rep 2	2017-03	2017-11
Cheuk Chung Law 羅卓聰	Rep 2	2017-12	2019-05
Tze Wai Leung 梁紫惟	Rep 2	2019-04	2019-06
Guan-Huei Li 李冠輝	Rep 2, 5	2017-06	2017-12
Sau Yan Lin 林秀欣	Rep 2, 5	2021-12	2024-04
Yingying Lin 林莹莹	Rep 1, 2	2024-05	2024-11
Chin-Han Liu	Rep 2, 5	2021-12	2022-06
Jingyi (SFC:BWI390) Liu 劉靜怡	Rep 2	2025-06	Present
Guan Xian Lu 呂冠憲	Rep 2	2018-04	2021-02
Pen-Cheng Lu 魯本正	Rep 2	2012-11	2013-09
Ye (SFC:BLN748) Lu 呂叶	Rep 2	2017-12	2022-03
Kwok Hay Ng 吳國熙	Rep 2	2017-08	2018-06
Min Chu Pang 彭勉珠	Rep 2, 5	2017-04	2017-08
Jianfeng Qiu 邱健鋒	Rep 1, 2	2024-08	2024-11
Jingzhe Qiu 邱靖哲	Rep 1, 2	2025-03	2026-03
Mingjiao Shao 邵明嬌	Rep 1, 2	2021-10	2021-11
Yi Hung Shen 沈宜虹	Rep 1, 2	2020-01	2021-12
Wing Tung To 杜泳潼	Rep 1, 2	2021-02	Present
Ching Hong Tsai 蔡澄康	Rep 1, 2	2024-12	Present
Rong Wang 王溶	Rep 2	2021-03	Present
Wang-Li Wei 魏旺利	Rep 2, 5	2018-07	2019-10
Ho Hin Wong 黃浩軒	Rep 1, 2	2020-07	2021-02
Kam Hung Wong 黃錦洪	Rep 2, 5	2013-08	2015-12
Tingting Xia 夏婷婷	Rep 2	2024-11	2025-03
Xinyao Xu 徐馨堯	Rep 2	2025-08	2026-04
Ya-Yun Yang 楊雅雲	Rep 2	2013-03	2013-10
Kin Ho (SFC:APO634) Yeung 楊建豪	Rep 2	2017-05	2017-12