Wang Wai Kwok
郭宏偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Wai Kwok (郭宏偉), a licensed Representative with CE reference BFA614. Currently licensed at 2 firm(s): Cinda International Securities Limited, Cinda International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-12 | present |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-12 | present |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-29 | 2020-10-18 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-29 | 2020-10-18 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-29 | 2020-10-18 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-10 | 2017-11-15 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-10 | 2017-02-19 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-04 | 2015-03-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-04 | 2015-03-21 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-04 | 2015-03-21 |