Cheng Chung Liang
梁正中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng Chung Liang (梁正中), a licensed former licensee with CE reference AVS465. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-17 | 2025-10-15 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-12-17 | 2025-10-15 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-12-17 | 2025-10-15 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-12-17 | 2025-10-15 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-03 | 2024-12-17 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-10-03 | 2024-12-17 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-03 | 2024-12-17 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-10-03 | 2024-12-17 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-10-03 | 2025-10-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-08 | 2023-08-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-06 | 2023-08-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-06 | 2023-08-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-10-06 | 2023-08-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-10-06 | 2023-08-15 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-03-26 | 2021-05-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-11-02 | 2021-05-07 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-09 | 2021-05-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-03-03 | 2021-05-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-06 | 2021-05-07 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-11-06 | 2021-05-07 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-05-30 | 2013-09-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-05-30 | 2013-09-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-06 | 2013-09-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-06 | 2013-05-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-06 | 2013-09-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-02-06 | 2013-05-30 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-08-04 | 2013-01-27 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-16 | 2013-01-27 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-16 | 2011-08-04 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-16 | 2013-01-27 |