Fu Chi Hsieh

謝富琪
CE No. BKB201 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fu Chi Hsieh (謝富琪), a licensed Responsible Officer with CE reference BKB201. Currently licensed at 1 firm(s): Yuanta Futures (HK) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Yuanta Futures (HK) Co., Limited
元大期貨(香港)有限公司
RO Type 1 — Dealing in securities 2025-06-18 present
Yuanta Futures (HK) Co., Limited
元大期貨(香港)有限公司
RO Type 4 — Advising on securities 2025-06-18 present
Yuanta Futures (HK) Co., Limited
元大期貨(香港)有限公司
RO Type 9 — Asset management 2025-06-18 present
Yuanta Futures (HK) Co., Limited
元大期貨(香港)有限公司
RO Type 2 — Dealing in futures contracts 2018-08-15 present
Yuanta Futures (HK) Co., Limited
元大期貨(香港)有限公司
RO Type 5 — Advising on futures contracts 2018-08-15 present
Yuanta Futures (HK) Co., Limited
元大期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2018-06-19 2018-08-15
Yuanta Futures (HK) Co., Limited
元大期貨(香港)有限公司
Rep Type 5 — Advising on futures contracts 2018-06-19 2018-08-15

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