Ye (SFC:BLN748) Lu
呂叶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye (SFC:BLN748) Lu (呂叶), a licensed former licensee with CE reference BLN748. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-20 | 2023-10-17 |
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-20 | 2023-10-17 |
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-20 | 2023-10-17 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-01 | 2022-03-11 |