Chin Hung Quek
郭進漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Hung Quek (郭進漢), a licensed Responsible Officer with CE reference AUX104. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-14 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-03-14 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-18 | 2016-03-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-18 | 2016-03-14 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-09-22 | 2015-07-18 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-09-22 | 2015-07-18 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-22 | 2014-09-22 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-22 | 2014-09-22 |