Choon Ming Tan
陳俊銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Choon Ming Tan (陳俊銘), a licensed Representative with CE reference AMA932. Currently licensed at 1 firm(s): S&P Global Ratings Hong Kong Limited. Active regulated activities: Type 10 — Providing credit rating services. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2019-09-23 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-27 | 2019-07-04 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-18 | 2014-12-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-08-10 | 2012-03-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-26 | 2010-08-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-05-31 | 2005-11-12 |