Yen Jie Lin
林彥傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen Jie Lin (林彥傑), a licensed former licensee with CE reference ALC987. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-12 | 2009-02-12 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-10-12 | 2009-02-12 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-08 | 2005-10-12 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-08 | 2005-10-12 |