Anthony King Yan Lai
黎敬恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony King Yan Lai (黎敬恩), a licensed former licensee with CE reference AGA420. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Tai Capital (Hong Kong) Limited 洪泰資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-02-29 | 2026-03-31 |
| Hong Tai Capital (Hong Kong) Limited 洪泰資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-02-14 | 2024-02-29 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-09-14 | 2024-01-31 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-01-14 | 2022-09-14 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-08-23 | 2021-05-14 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-16 | 2019-08-23 |
| CLC International Limited 創僑國際有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-03 | 2019-02-19 |
| CLC International Limited 創僑國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-01-24 | 2019-02-19 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-01-02 | 2013-01-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-01-17 | 2012-12-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-31 | 2012-01-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-13 | 2011-10-22 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-13 | 2011-10-22 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-07-13 | 2011-10-22 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-05 | 2010-07-13 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-05 | 2010-07-13 |