Yanjin Fan
范艷瑾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanjin Fan (范艷瑾), a licensed Responsible Officer with CE reference AGP744. Currently licensed at 1 firm(s): Expecta Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Expecta Capital Limited 明景資本有限公司 |
RO | Type 4 — Advising on securities | 2022-01-14 | present |
| Expecta Capital Limited 明景資本有限公司 |
RO | Type 9 — Asset management | 2022-01-14 | present |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-10-21 | 2021-08-31 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-04 | 2021-08-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-19 | 2021-08-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 — Advising on securities | 2014-02-24 | 2020-10-21 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-01 | 2014-02-24 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-19 | 2017-09-19 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-19 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-19 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-19 |