Andy Hong Nin Chai
蔡康年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Hong Nin Chai (蔡康年), a licensed former licensee with CE reference AEW832. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 — Advising on securities | 2011-05-11 | 2011-08-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-05-11 | 2011-08-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-15 | 2011-05-11 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-15 | 2011-05-11 |
| Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-08-30 | 2010-12-06 |
| Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-08-30 | 2010-12-06 |
| Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-13 | 2006-08-30 |
| Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-05-13 | 2006-08-30 |