Guorong Jiang
蔣国荣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guorong Jiang (蔣国荣), a licensed former licensee with CE reference AKO861. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-11-21 | 2023-11-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-21 | 2023-11-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-21 | 2018-11-21 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2017-06-23 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2014-09-15 | 2016-12-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-18 | 2014-06-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-10-30 | 2014-06-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-02 | 2009-10-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-20 | 2008-09-02 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-12 | 2008-12-31 |