Yang Fan
范陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Fan (范陽), a licensed Responsible Officer with CE reference BCB549. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Asset Management Limited, China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-14 | present |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-28 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-25 | present |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-01-25 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-20 | 2018-01-25 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-20 | 2018-01-25 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-20 | 2019-10-28 |
| VTB Capital Hong Kong Limited | RO | Type 1 — Dealing in securities | 2016-07-20 | 2017-07-07 |
| VTB Capital Hong Kong Limited | RO | Type 4 — Advising on securities | 2016-07-20 | 2017-07-07 |
| VTB Capital Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2016-07-20 | 2017-07-07 |
| VTB Capital Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2014-04-23 | 2016-07-20 |
| VTB Capital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-10-16 | 2016-07-20 |
| VTB Capital Hong Kong Limited | Rep | Type 4 — Advising on securities | 2013-10-16 | 2016-07-20 |