VTB Capital Hong Kong Limited

CE No. AXF967 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for VTB Capital Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference AXF967. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 40). Earliest licence on file: 2011-06-30.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →

Registered address

Suite 2206, 22/F, Central Plaza, 18 Harbour Road, Wanchai

Licence history

Activity	From	To
Type 1 — Dealing in securities	2011-06-30	present
Type 4 — Advising on securities	2011-06-30	present
Type 6 — Advising on corporate finance	2013-11-11	present
Type 9 — Asset management	2019-01-04	present

Licensed staff (all-time) (40)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Min (SFC:BOG793) Cai 蔡敏	RO 9 Rep 1, 4, 6, 9	2019-06	Present
Xiaohong Cao 曹曉紅	RO 1, 4, 6, 9 Rep 1, 4, 6	2016-09	Present
Wei (SFC:AHC346) Chen 陳蔚	RO 1, 4, 6 Rep 1, 4, 6	2013-04	2018-06
Damian Ratilal Chunilal 秦德冕	RO 1, 4, 6	2012-03	2014-12
Elzhana Duissemaliyeva	RO 1, 4 Rep 1, 4	2011-10	2012-08
Yang Fan 范陽	RO 1, 4, 6 Rep 1, 4, 6	2013-10	2017-07
Jason Fung 馮子成	RO 1, 4, 6 Rep 1, 4	2013-07	2015-05
Ivan Petev Ivanov	RO 9	2020-07	2021-07
Dimitrios Kavvathas	RO 1 Rep 1	2013-11	2014-06
Maksat Kulmanov	RO 1, 4, 6	2025-08	Present
Ying Ling Judy Lim	RO 1, 4, 6	2011-06	2018-09
Xin Lin 林鑫	RO 1, 4, 6 Rep 1, 4, 6	2013-04	2016-07
Bill Man Biu Mui 梅文彪	RO 1, 4	2011-06	2014-10
Louis Lok Ming Poon 潘樂鳴	RO 1, 4 Rep 1, 4	2016-11	2019-03
Alexander Reznik	RO 1, 4, 6, 9	2018-07	2020-07
Daniel John Rose	RO 1, 4, 6, 9	2019-01	2022-05
Steffen Erich August Sabas	RO 9	2021-11	2022-07
Radim Sevcik	RO 1, 4, 6 Rep 1, 4, 6	2018-07	2020-07
Hua Shen 沈華	RO 1, 4	2011-06	2011-12
Charles Wilkie Smith 史查理	RO 9	2019-01	2019-01
Jack Du Tsai 蔡篤傑	RO 1, 4 Rep 1, 4	2014-10	2016-02
An Chuan Wang 王安璇	RO 1, 4	2012-04	2015-02
Daren Wai Chow Wong 王偉洲	RO 1, 4 Rep 1	2012-09	2019-01
Yingmin Wu 吳英敏	RO 1, 4, 6	2018-07	2019-01
Alessandro Caramella	Rep 1	2014-06	2014-06
Robin Gary Engelbertink	Rep 1	2013-01	2013-03
Jia C Gan 干嘉琛	Rep 1, 4	2011-06	2012-08
Shin-Wei Huang 黃信瑋	Rep 1, 4	2012-05	2013-12
Bryan Kar-Hung Ko 高嘉鴻	Rep 1	2013-01	2014-03
Jordan Michael Konicek	Rep 1	2014-02	2014-03
Evgeniya Korneva	Rep 1, 4, 6	2019-11	2020-12
Jenkin Ching Kei Leung 梁正己	Rep 1, 4	2012-05	2014-02
Roman Posyavin	Rep 1, 4	2019-11	2023-10
Colin Saville Smith	Rep 4	2013-12	2013-12
Ming For Sze 施銘火	Rep 1, 4	2016-05	2016-08
Cheung Hing Tang 鄧祥興	Rep 1, 4	2017-06	2018-02
Kok Hung Wong 黃國雄	Rep 1, 4	2012-12	2013-07
Wing Hung Wong 黃穎鴻	Rep 1, 4	2014-12	2019-01
Kar Seng Yee 余嘉誠	Rep 1	2012-11	2014-07
Lily Xun Zhang 章循	Rep 1, 4, 6	2014-11	2018-07