Ying Ling Judy Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Ling Judy Lim ( ), a licensed former licensee with CE reference AMA893. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VTB Capital Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2017-11-06 | 2018-09-30 |
| VTB Capital Hong Kong Limited | RO | Type 1 — Dealing in securities | 2011-06-30 | 2018-09-30 |
| VTB Capital Hong Kong Limited | RO | Type 4 — Advising on securities | 2011-06-30 | 2018-09-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-07 | 2008-05-02 |