Kok Hung Wong
黃國雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Hung Wong (黃國雄), a licensed former licensee with CE reference AMP461. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FountainVest Capital Limited 方源資本有限公司 |
RO | Type 4 — Advising on securities | 2023-02-09 | 2023-06-30 |
| FountainVest Capital Limited 方源資本有限公司 |
RO | Type 9 — Asset management | 2023-02-09 | 2023-06-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-11 | 2020-10-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-01-11 | 2020-10-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-09 | 2017-01-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-09 | 2017-01-11 |
| VTB Capital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2012-12-11 | 2013-07-04 |
| VTB Capital Hong Kong Limited | Rep | Type 4 — Advising on securities | 2012-12-11 | 2013-07-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-20 | 2012-09-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-07-20 | 2012-09-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-02 | 2012-07-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-02 | 2012-07-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-25 | 2012-07-20 |