Louis Lok Ming Poon
潘樂鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Lok Ming Poon (潘樂鳴), a licensed Representative with CE reference AFO678. Currently licensed at 1 firm(s): BLS Capital Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 35.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BLS Capital Limited 百翱資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-09 | present |
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-30 | 2025-01-06 |
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-30 | 2025-01-06 |
| BLS Capital Limited 百翱資本有限公司 |
RO | Type 4 — Advising on securities | 2024-03-05 | 2024-05-31 |
| BLS Capital Limited 百翱資本有限公司 |
Rep | Type 9 — Asset management | 2023-11-29 | 2024-05-31 |
| Allfunds Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2020-03-25 | 2021-10-30 |
| Allfunds Hong Kong Limited |
RO | Type 4 — Advising on securities | 2020-03-25 | 2021-10-30 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-05-21 | 2019-07-19 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-16 | 2019-07-19 |
| VTB Capital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2018-07-26 | 2019-03-29 |
| VTB Capital Hong Kong Limited | Rep | Type 4 — Advising on securities | 2018-07-26 | 2019-03-29 |
| VTB Capital Hong Kong Limited | RO | Type 1 — Dealing in securities | 2018-01-22 | 2018-07-26 |
| VTB Capital Hong Kong Limited | RO | Type 4 — Advising on securities | 2018-01-22 | 2018-07-26 |
| VTB Capital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-11-14 | 2018-01-22 |
| VTB Capital Hong Kong Limited | Rep | Type 4 — Advising on securities | 2016-11-14 | 2018-01-22 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-10 | 2016-06-25 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-02-10 | 2016-06-25 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-18 | 2014-08-14 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-18 | 2014-08-14 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-10 | 2014-07-18 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-10 | 2014-07-18 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-26 | 2014-01-30 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 4 — Advising on securities | 2011-07-26 | 2014-01-30 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-18 | 2011-07-26 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-18 | 2011-07-26 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-13 | 2011-05-03 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-13 | 2011-05-03 |
| New Star International Investment Products (Asia) Limited |
RO | Type 1 — Dealing in securities | 2007-02-13 | 2008-05-23 |
| New Star International Investment Products (Asia) Limited |
RO | Type 4 — Advising on securities | 2006-10-23 | 2008-05-23 |
| New Star International Investment Products (Asia) Limited |
Rep | Type 4 — Advising on securities | 2004-03-31 | 2006-10-23 |
| New Star International Investment Products (Asia) Limited |
Rep | Type 9 — Asset management | 2004-03-31 | 2007-03-31 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-24 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-03 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-03 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-03 |