Ming For Sze
施銘火
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming For Sze (施銘火), a licensed Responsible Officer with CE reference AFD099. Currently licensed at 1 firm(s): Taikang Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 23.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-08 | present |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-11-08 | present |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-11-08 | present |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-27 | 2024-11-08 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-09 | 2024-11-08 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-09-09 | 2024-11-08 |
| VTB Capital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-05-23 | 2016-08-26 |
| VTB Capital Hong Kong Limited | Rep | Type 4 — Advising on securities | 2016-05-23 | 2016-08-26 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-02 | 2015-01-20 |
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-18 | 2013-05-29 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-05 | 2011-11-05 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-05 | 2011-11-05 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-21 | 2011-04-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2006-07-21 | 2011-04-01 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-18 | 2006-07-18 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 — Asset management | 2006-05-18 | 2006-07-18 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-17 | 2006-07-18 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-20 | 2006-03-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-24 | 2005-05-06 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-06 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-05-06 |