Louis See Him Lau
劉思謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis See Him Lau (劉思謙), a licensed former licensee with CE reference ABE484. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 — Advising on securities | 2012-08-13 | 2015-08-13 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-06-28 | 2015-08-13 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-27 | 2012-06-28 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-17 | 2015-08-13 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-18 | 2012-01-17 |