Susan Hong Massey Li
李弘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susan Hong Massey Li (李弘), a licensed former licensee with CE reference ACR404. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-08-20 | 2012-06-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 — Advising on securities | 2008-08-20 | 2012-06-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-08-20 | 2012-06-30 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-12-31 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 4 — Advising on securities | present | 2008-12-31 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2008-12-31 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 9 — Asset management | present | 2005-03-31 |