Chanan Yen
霍震南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chanan Yen (霍震南), a licensed Responsible Officer with CE reference ARM750. Currently licensed at 1 firm(s): Pimlico Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pimlico Asset Management Limited 凱因資產管理有限公司 |
RO | Type 9 — Asset management | 2026-01-14 | present |
| KunPeng Securities Limited 鯤鵬證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-10-23 | 2025-11-22 |
| KunPeng Securities Limited 鯤鵬證券有限公司 |
RO | Type 4 — Advising on securities | 2025-10-23 | 2025-11-22 |
| KunPeng Securities Limited 鯤鵬證券有限公司 |
RO | Type 9 — Asset management | 2025-10-23 | 2025-11-22 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-05 | 2025-04-30 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-01-05 | 2025-04-30 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 9 — Asset management | 2024-01-05 | 2025-04-30 |
| Diligent Capital Limited 道勤資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-05-05 | 2024-01-05 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-08-01 | 2021-09-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-12 | 2018-08-01 |
| Great Wall Pan Asia Corporate Finance Limited 長城環亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-08-28 | 2018-05-31 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-09-26 | 2017-08-15 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-04 | 2012-03-20 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-04 | 2012-03-20 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-01-04 | 2012-03-20 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-24 | 2011-12-16 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-29 | 2011-01-14 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-18 | 2010-06-13 |