Ka Ming (SFC:BBD585) Chan
陳家明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming (SFC:BBD585) Chan (陳家明), a licensed Responsible Officer with CE reference BBD585. Currently licensed at 1 firm(s): China Merchants Securities (HK) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-04-28 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-30 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-03-30 | 2026-04-28 |
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-31 | 2026-03-08 |
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-01-31 | 2026-03-08 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-30 | 2019-01-31 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-02-11 | 2019-01-31 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-13 | 2014-01-15 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-13 | 2014-01-15 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2013-05-13 | 2014-01-15 |