Sam Yat Fai Lee
李日暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Yat Fai Lee (李日暉), a licensed Responsible Officer with CE reference AFJ510. Currently licensed at 1 firm(s): China Merchants Securities (HK) Co., Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-05-06 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-21 | 2024-05-06 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-01-03 | 2022-11-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2019-01-03 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 — Advising on securities | 2018-04-30 | 2018-10-09 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-07 | 2018-04-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-09-04 | 2017-09-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-16 | 2012-03-01 |